The Securities and Exchange Commission (SEC) has directed all market operators, fintech firms, and operators of online investment and trading platforms to complete their registration and licensing with the Commission by August 31, 2026.
The directive forms part of efforts to strengthen investor protection, improve regulatory oversight, and ensure the integrity of Ghana’s growing digital investment ecosystem.
In a notice issued on June 23, 2026, the SEC stated that all entities operating investor-facing investment technology platforms, online trading applications, and digital intermediary platforms involved in SEC-regulated activities must obtain the appropriate registration and licensing approval from the Commission.
According to the regulator, the move has become necessary due to the increasing number of unregistered online investment and trading platforms offering access to securities markets both in Ghana and abroad.
The SEC explained that the directive is aimed at protecting investors from fraudulent and unregulated schemes while promoting confidence in the securities market.
Under the new requirements, licensed market operators must obtain SEC approval for every investment technology platform used to conduct regulated activities. Fintech companies and individuals providing online investment and trading services are also required to secure the necessary licences before continuing operations.
The Commission further noted that digital platforms acting as intermediaries within the securities market value chain must be duly registered and licensed.
To comply with the directive, affected entities must complete a registration process that includes submitting an application form, demonstrating their platform to the SEC, receiving regulatory guidance, paying the required fees, and obtaining a registration or licensing certificate.
The SEC warned that any person or entity operating an unapproved, unlicensed, or unregistered online investment or trading platform must immediately cease such activities.
It also advised the investing public to verify the legitimacy of investment products and platforms through the Commission’s official communication channels before committing funds.
The regulator cautioned that non-compliant entities could face sanctions under the Securities Industry Act, 2016 (Act 929), as amended, as well as other applicable laws.
According to the SEC, the directive takes immediate effect and will remain in force until otherwise amended, revised, or revoked by the Commission.
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